Client profiling - Record - Knowledge and experience
Define the client's knowledge and experience as well as the previous behaviour regarding financial transactions.
Financial instrument in EUR/foreign currency
For the individual financial instruments, select whether the client has the corresponding knowledge (and experience).
The information is necessary for the appropriateness and suitability test. If information on financial instruments that the client wants to buy as part of the investment advice is incomplete, then you will be prompted during the "Investment simulation" activity to add the information in the "Client profile" activity.
You can specify the client's knowledge and experience on the following financial instruments (in EUR and FX, respectively):
- Shares
- Bonds
- Funds
- Futures
- Options
- Warrants
- Certificates
For each financial instrument, you can select the level of knowledge and experience from the following options:
- Unspecified
- no knowledge
- has knowledge (includes experience)
Previous investment behaviour
Element | Options |
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Volume per transaction |
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Forward transactions on credit basis |
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Number of transactions p. a. |
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