Investment simulation - Record - Asset simulations
Under "Asset simulations", you find the individual asset components as substeps. Select the asset component and specify the required transactions. Confirm your input by clicking the "Update" button. Check your input again and then click "Next".
The pie chart and the table to the right show the asset allocation of an asset component after the current planning.
Asset allocation of the asset component after current planning
Field | Description |
---|---|
Asset class | Possible asset classes here are:
|
Actual value | The percentage value of an asset class before the restructuring. The column is shown only for existing asset components. |
Planned value | The percentage value of an asset class after the restructuring. |
Investment type/name | The investment type (in bold) and below the name of the asset component. |
Restructuring purpose | The purpose or reason for the restructuring of the respective asset component. |
Planned value | The total value of the security positions and the available liquidity after the restructuring. |
Planned value | The total value of the securities after the restructuring. |
Planned value | The available liquidity after the restructuring. |
Investment plan list
Field | Description | ||
---|---|---|---|
Transaction type* | Select the required transaction type from the drop-down list. | ||
Security* | Enter the name, ISIN or WKN of the corresponding securities and confirm by pressing <RETURN>. | ||
Or click the "Search" icon to find the security by using the object search. | |||
Or select a security already existing in the securities account. Click the icon and select the required security in the list. | |||
WKN | The WIK of the security. The WKN is automatically entered if you determine the security by using the object search. | ||
Nominal value | Enter the quantity or nominal value for the corresponding security. | ||
Amount | The total amount of the transaction. | ||
AT | The result of the appropriateness test. The appropriateness test according to MiFID checks whether the client's knowledge and experience (or the knowledge and experience of the client's legal representative) is sufficient to understand and assess the risks of a given financial instruments in the investment plan list. The result of the appropriateness test is indicated by a status icon. | ||
The appropriateness test was successful or not required by the transaction type. | |||
The appropriateness test was not successful. | |||
The appropriateness test was ignored. That is, the security was added to the planned portfolio despite an unsuccessful appropriateness test. | |||
The appropriateness test was not successful due to errors. | |||
PT | The result of the permissibility test. The result shows whether the security is part of the advisory universe defined by the focus list. The result is indicated by status icons similar to the appropriateness test. | ||
PIB/KIID | Shows whether product information in the form of a PIB or KIID is available for the corresponding security. The corresponding documents are generated at a later stage. The result is indicated by status icons similar to the appropriateness test. |