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Securities purchases - Additional information

Record the product-specific risks and costs provided to the client. You can also add the reasons for the recommendation a well as specific client instructions for the transactions.

Distribution after current planning



Additional information on heightened product-specific risks

Select the product-specific risks heightened compared to other products that you explain to your client by selecting the corresponding checkboxes. You can select from the following:

  • Risk of total loss
  • Prepayment risk
  • Currency risk
  • Credit standing risk
  • Interest rate risk
  • Liquidity risk
    Also enter the corresponding minimum time to maturity for the security. You can enter additional product-specific risks and associated topics in the "Further explanations" free text field.

Security*

Enter the name, ISIN or WKN of the corresponding securities and confirm by pressing <RETURN>.

Reasons for recommendation

FieldDescription

Reasons for recommendation*

Give the reasons for why the investment recommendation is the right choice for reaching the client's investment objective. Use this free text field to fully represent the client's unique situation and specific concerns. This allows you to record and show why the investment advice is really suitable for the client's objectives.

Related third-party costs and inducements to the institution

FieldDescription

One-off costs

Information on costs for the security.

Ongoing charges

Information on the recurring costs for the security.

Inducements

Information on the inducements for the distribution of the recommended instrument.

Specific client instructions for order execution

FieldDescription

Client instructions

Enter the client instructions for the order execution in the free text field.

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