Securities purchases - Additional information
Record the product-specific risks and costs provided to the client. You can also add the reasons for the recommendation a well as specific client instructions for the transactions.
Distribution after current planning
Additional information on heightened product-specific risks | Select the product-specific risks heightened compared to other products that you explain to your client by selecting the corresponding checkboxes. You can select from the following:
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Security* | Enter the name, ISIN or WKN of the corresponding securities and confirm by pressing <RETURN>. |
Reasons for recommendation
Field | Description |
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Reasons for recommendation* | Give the reasons for why the investment recommendation is the right choice for reaching the client's investment objective. Use this free text field to fully represent the client's unique situation and specific concerns. This allows you to record and show why the investment advice is really suitable for the client's objectives. |
Related third-party costs and inducements to the institution
Field | Description |
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One-off costs | Information on costs for the security. |
Ongoing charges | Information on the recurring costs for the security. |
Inducements | Information on the inducements for the distribution of the recommended instrument. |
Specific client instructions for order execution
Field | Description |
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Client instructions | Enter the client instructions for the order execution in the free text field. |